Find out everything you need to know about the Series 65 license, the requirements you need to get it, and what you can do ...

You do not need to be employed by or sponsored by a FINRA member firm in order to register and take the series 65 exam. It will affect what form you need to fill out upon registering: If you are ...

The Series 65 exam is like most other FINRA exams, says Tricia Rosen, founder of Access Financial Planning, a registered investment advisory firm in Andover, Massachusetts. "If you put the time in ...

Individuals and organizations today require expert counsel when making financial decisions. Because of the high demand for ...

The Series 65 exam was designed by the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA). The Series 65 is an ...

Fact checked by Ryan EichlerReviewed by Marguerita ChengFinancial Planner vs. Financial Advisor: An OverviewSomeone who needs ...

Louis, and a MBA with honors at Fordham University in New York City. He holds a FINRA series 65 license, and a NY state property and casualty insurance license. Michael Boyle is an experienced ...

Discover everything you need to know about the Series 66 exam, including requirements, exam topics, and tips for passing on your first try.

Client-facing employees of broker-dealers are required to be licensed through FINRA. This is done by passing one of its "Series" Exams. The most famous exam is the Series 7, but it is likely any ...

This is typically the Financial Industry Regulatory Authority, or FINRA, Series 7 Exam or potentially the Series 65 Exam ...

Frms and advisors were hit with a phishing scam this week from fraudsters imitating FINRA executives, according to the brokerage regulator. According to a FINRA cybersecurity alert issued ...

Its average annual return over the past decade is 19.1%. The National Association of Securities Dealers (NASD) founded the Nasdaq Stock Market in 1971. At the time, the NASD was the self ...